SEC Fines NYSE $14 millionThe US financial watchdog has fined NYSE a total of $14 million for a series of breaches of its regulatory obligations in 2015 including the handling of a trading halt in July.https://www.bloomberg.com/news/articles/2018-03-06/nyse-fined-14-million-by-sec-for-a-series-of-rule-violations Post not marked as liked
The US financial watchdog has fined NYSE a total of $14 million for a series of breaches of its regulatory obligations in 2015 including the handling of a trading halt in July.https://www.bloomberg.com/news/articles/2018-03-06/nyse-fined-14-million-by-sec-for-a-series-of-rule-violations
