SEC Fines NYSE $14 million
The US financial watchdog has fined NYSE a total of $14 million for a series of breaches of its regulatory obligations in 2015 including the handling of a trading halt in July.
Bridging the Gap
The US financial watchdog has fined NYSE a total of $14 million for a series of breaches of its regulatory obligations in 2015 including the handling of a trading halt in July.