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SEC Fines NYSE $14 million

March 8, 2018

The US financial watchdog has fined NYSE a total of $14 million for a series of breaches of its regulatory obligations in 2015 including the handling of a trading halt in July.

https://www.bloomberg.com/news/articles/2018-03-06/nyse-fined-14-million-by-sec-for-a-series-of-rule-violations

 

 

 

 

 

 

 

 

 

 

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