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Merrill Lynch fined £34.5 million by FCA

October 23, 2017

The UK regulator has fined Merrill Lynch £34.5 million for failing to correctly report exchange-traded derivatives correctly as required under EMIR legislation.

https://www.thetradenews.com/Regulation/FCA-fines-Merrill-Lynch-%C2%A334-5-million-for-transaction-reporting-failures/

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